Timothy Charles Plunkett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Charles Plunkett, a licensed former licensee with CE reference ARQ469. This person has 12.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-09-25 | 2021-07-23 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-07-27 | 2020-09-25 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-20 | 2020-07-18 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 4 - Advising on securities | 2017-06-20 | 2020-07-18 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-19 | 2017-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Charles Plunkett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.