David Jacques Michel Gaud
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jacques Michel Gaud, a licensed former licensee with CE reference ARP668. This person has 8.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 1 - Dealing in securities | 2016-08-22 | 2017-07-31 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 9 - Asset management | 2016-08-22 | 2017-07-31 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | RO | Type 4 - Advising on securities | 2016-06-15 | 2017-07-31 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 1 - Dealing in securities | 2014-11-14 | 2016-08-22 |
| Edmond de Rothschild Asset Management (Hong Kong) Ltd. | Rep | Type 9 - Asset management | 2008-09-29 | 2016-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Jacques Michel Gaud during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.