David Lucas Conrod
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lucas Conrod, a licensed former licensee with CE reference ARO526. This person has 2.2 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FPCG (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2012-05-22 | 2013-07-19 |
| Guggenheim Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2009-03-13 | 2010-03-22 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as David Lucas Conrod during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Norris Man Ngar Lam | FPCG (Hong Kong) Limited | 2012–2013 |
| Karen Wai Yee Hui | Guggenheim Securities (Hong Kong) Limited | 2009–2010 |