Joyce Lok Yin Tse
謝樂然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Lok Yin Tse (謝樂然), a licensed former licensee with CE reference ARN689. This person has 6.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-10 | 2017-02-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-26 | 2013-11-11 |