Shu Kwan Lee
李澍堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kwan Lee (李澍堃), a licensed former licensee with CE reference ARK378. This person has 3.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-13 | 2012-07-03 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-01 | 2012-07-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-12 | 2009-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Kwan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Cheung Chi Law | IAM Legacy Limited | 2009–2012 |
| Chun Kuen Ken Tsui | IAM Legacy Limited | 2009–2012 |
| Annie Yuk Chun Lee | IAM Legacy Limited | 2009–2012 |
| Mei Yan Leung | IAM Legacy Limited | 2009–2012 |
| Man Wai Wong | IAM Legacy Limited | 2009–2012 |
| Alexander Leung | IAM Legacy Limited | 2009–2012 |
| Geoffrey Chi Yuen Chan | IAM Legacy Limited | 2009–2012 |
| Wasabi Yun Yu Lee | IAM Legacy Limited | 2009–2012 |
| Tsz Yeung Ng | IAM Legacy Limited | 2009–2012 |
| Chi Hang Chan | IAM Legacy Limited | 2009–2012 |
| Ho Tat Wong | IAM Legacy Limited | 2009–2012 |
| Wai Man Lau | IAM Legacy Limited | 2009–2012 |
| Eric Cheuk Fai Shek | IAM Legacy Limited | 2009–2011 |
| Man Kin Tsang | IAM Legacy Limited | 2009–2011 |
| Yee Lai Lam | IAM Legacy Limited | 2009–2011 |
| Wai Ki Lam | IAM Legacy Limited | 2009–2011 |
| Shu Shum Leung | IAM Legacy Limited | 2009–2011 |
| Ho Keung Lam | IAM Legacy Limited | 2009–2011 |
| Benjamin Cheong Wah Kwan | IAM Legacy Limited | 2009–2011 |
| Norman Kai Keung Li | IAM Legacy Limited | 2009–2012 |