Qi Chen

陳琦
CE No. ARI743 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Chen (陳琦), a licensed former licensee with CE reference ARI743. This person has 10.1 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Sheng Yuan Securities Limited
盛源證券有限公司
Rep Type 1 - Dealing in securities 2016-12-02 2019-02-28
Sheng Yuan Capital (Hong Kong) Limited
盛源資本(香港)有限公司
Rep Type 6 - Advising on corporate finance 2016-12-02 2019-02-28
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2010-06-22 2016-05-27
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2008-08-04 2016-05-27
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2008-08-04 2010-06-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Qi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hung Fai Tsang Sheng Yuan Securities Limited 2016–2019
Rongxia Su Sheng Yuan Securities Limited 2016–2019
Haodi Ye Sheng Yuan Capital (Hong Kong) Limited 2016–2017
Bai Cao Chen Sheng Yuan Securities Limited 2016–2019
Chunhui Gu Sheng Yuan Securities Limited 2016–2018
Yik Yu Lee Sheng Yuan Capital (Hong Kong) Limited 2018–2019
Hsiu Mei Lin Sheng Yuan Capital (Hong Kong) Limited 2018–2019
Wanying Fu Sheng Yuan Securities Limited 2017–2019
Zhengrong Li Sheng Yuan Capital (Hong Kong) Limited 2016–2017
Jiafeng Zhu Sheng Yuan Securities Limited 2017–2019
Lingxi Hu Sheng Yuan Securities Limited 2016–2017
Shengkun Wang Sheng Yuan Securities Limited 2016–2017
Chiu Wong Sheng Yuan Securities Limited 2016–2017
Man Yu Wu Sheng Yuan Securities Limited 2018–2019
Pinyue Wang Sheng Yuan Securities Limited 2017–2018
Dafu Feng Sheng Yuan Securities Limited 2016–2017
Yingshi Wu Sheng Yuan Securities Limited 2018–2019
Hing Man Hung Sheng Yuan Securities Limited 2018–2019
Victor Chor Keung Cheung Sheng Yuan Capital (Hong Kong) Limited 2016–2017
Feng Yang Sheng Yuan Securities Limited 2016–2017
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