Connie Hong Nei Ma
馬康妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Connie Hong Nei Ma (馬康妮), a licensed former licensee with CE reference ARG522. This person has 4.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-08-20 | 2013-05-31 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-15 | 2013-05-31 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-15 | 2012-08-20 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-09 | 2012-05-04 |
| T G Securities Limited 滙澤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-11-26 | 2012-05-04 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-01 | 2008-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Connie Hong Nei Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.