Michael Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Ye, a licensed former licensee with CE reference ARF106. This person has 2.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperia Investment Group Hong Kong Limited | Rep | Type 9 - Asset management | 2015-05-05 | 2016-02-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2010-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-24 | 2010-05-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-17 | 2009-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-17 | 2009-03-25 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Terence Michael Tow | Imperia Investment Group Hong Kong Limited | 2015–2016 |
| Simon Douglas Leversha | Imperia Investment Group Hong Kong Limited | 2015–2016 |
| Scott Randall Ashton | Imperia Investment Group Hong Kong Limited | 2015 |