Yap Kwok

郭熠
CE No. ARF066 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yap Kwok (郭熠), a licensed former licensee with CE reference ARF066. This person has 2.7 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Oriental Patron Securities Limited
東英亞洲證券有限公司
Rep Type 4 - Advising on securities 2009-10-14 2011-04-01
RHB Securities Hong Kong Limited
興業金融證券有限公司
Rep Type 4 - Advising on securities 2008-06-20 2009-09-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yap Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ming Tak Lee Oriental Patron Securities Limited 2009–2011
Ding Yuan Oriental Patron Securities Limited 2010–2011
Juan Zheng Oriental Patron Securities Limited 2009–2011
Joseph Nap Kee Chan Oriental Patron Securities Limited 2009–2011
Chen Tung Fung Oriental Patron Securities Limited 2009–2011
Pak To Cheng Oriental Patron Securities Limited 2009–2011
Hung Ip Oriental Patron Securities Limited 2009–2011
Shun Hei Yeung Oriental Patron Securities Limited 2009–2011
Muk Tsz Yung Oriental Patron Securities Limited 2009–2011
Jeffrey Lap Tak Chan Oriental Patron Securities Limited 2009–2011
Iris Siu Mei Cheung Oriental Patron Securities Limited 2009–2011
Kwok Fun Kwun Oriental Patron Securities Limited 2009–2011
Raymond Wai Man Ng Oriental Patron Securities Limited 2009–2011
Wing Fai Ng Oriental Patron Securities Limited 2009–2011
Oi Ling Ma Oriental Patron Securities Limited 2009–2011
Fuk Yee Hung Oriental Patron Securities Limited 2009–2011
Kam Chueng Chan Oriental Patron Securities Limited 2009–2010
Karen Kam Yan Lau Oriental Patron Securities Limited 2009–2011
Xiaoting Shang Oriental Patron Securities Limited 2010–2011
On Yee Tsang Oriental Patron Securities Limited 2009–2010
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