Willie Wai Yee Yiu
饒維爾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Willie Wai Yee Yiu (饒維爾), a licensed former licensee with CE reference ARB953. This person has 4.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Progeny (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-07-23 | 2013-08-16 |
| Progeny (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2012-07-23 | 2013-08-16 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-31 | 2012-02-04 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-28 | 2012-02-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Willie Wai Yee Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.