Yiming Xue
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Xue, a licensed former licensee with CE reference ARA497. This person has 3.1 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spring Capital Asia, Limited 天泉私募投資有限公司 |
RO | Type 4 - Advising on securities | 2008-08-21 | 2011-09-14 |
| Spring Capital Asia, Limited 天泉私募投資有限公司 |
RO | Type 9 - Asset management | 2008-08-21 | 2011-09-14 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiming Xue during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Vincent Chun Hung Chan | Spring Capital Asia, Limited | 2008–2011 |