Sorach Chanthongkaew

CE No. AQX938 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sorach Chanthongkaew, a licensed former licensee with CE reference AQX938. This person has 7.8 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Futures Limited
里昂期貨有限公司		 Rep Type 2 - Dealing in futures contracts 2008-04-29 2016-02-15

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sorach Chanthongkaew during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Poh Aik Lee CLSA Futures Limited 2009–2015
Henry Chun Kit Ngai CLSA Futures Limited 2010–2016
Maureen Lee Baker CLSA Futures Limited 2010–2016
Pekka David Johnson CLSA Futures Limited 2010–2016
Alan Ka Ming Wong CLSA Futures Limited 2010–2016
Tanya Li Phing Gan CLSA Futures Limited 2008–2016
Kirstie Jane Fisher CLSA Futures Limited 2008–2015
Sze Nga Lau CLSA Futures Limited 2010–2015
John David Bird CLSA Futures Limited 2008–2015
Fraser John Thomas Howie CLSA Futures Limited 2008–2012
Polly So Po Ong CLSA Futures Limited 2008–2016
Lucia Yuk Ha Law CLSA Futures Limited 2008–2016
Donald William Lennox Skinner CLSA Futures Limited 2008–2016
Ruby Enrika Sock Mei Tan CLSA Futures Limited 2011–2016
Don Ting Lam CLSA Futures Limited 2008–2015
Thomas Xenophon Gladstone CLSA Futures Limited 2013–2016
See Ah Yeung CLSA Futures Limited 2010–2013
Timothy Clement Smith CLSA Futures Limited 2009–2012
Andrew Charles Maynard CLSA Futures Limited 2011–2015
Kwok Fai Chak CLSA Futures Limited 2008–2010
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