Steven Kai Xia

夏凱
CE No. AQW627 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Kai Xia (夏凱), a licensed former licensee with CE reference AQW627. This person has 5.7 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Religare Capital Markets (Hong Kong) Limited Rep Type 1 - Dealing in securities 2008-08-07 2014-04-09
SFGHK Limited Rep Type 1 - Dealing in securities 2008-04-28 2008-05-08

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Kai Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Robert Simeon Lord Religare Capital Markets (Hong Kong) Limited 2008–2014
Samuel James Turner Religare Capital Markets (Hong Kong) Limited 2008–2014
Joseph Chu Jeong Religare Capital Markets (Hong Kong) Limited 2009–2014
Yuwen Ding Religare Capital Markets (Hong Kong) Limited 2009–2013
Terry Hiu Wai Chan Religare Capital Markets (Hong Kong) Limited 2010–2014
Peter George Williamson Religare Capital Markets (Hong Kong) Limited 2008–2014
Jonathan George Edgar Religare Capital Markets (Hong Kong) Limited 2008–2014
Donna Maree Chown Religare Capital Markets (Hong Kong) Limited 2008–2012
Lee Mark Mitchell Religare Capital Markets (Hong Kong) Limited 2010–2014
Stanley King Lun Chan Religare Capital Markets (Hong Kong) Limited 2009–2014
Paul Anthony John Cowan Religare Capital Markets (Hong Kong) Limited 2009–2014
Sumit Syal Religare Capital Markets (Hong Kong) Limited 2011–2014
Liam Patrick McDonald Religare Capital Markets (Hong Kong) Limited 2010–2014
Campbell Robert Alder Religare Capital Markets (Hong Kong) Limited 2010–2012
Lee Michael McQueen Religare Capital Markets (Hong Kong) Limited 2010–2012
Karen Po Chee Kwan Religare Capital Markets (Hong Kong) Limited 2009–2012
Sharan Bhagwan Bhojwani Religare Capital Markets (Hong Kong) Limited 2011–2014
Ravi Mehrotra Religare Capital Markets (Hong Kong) Limited 2011–2014
Yuk Pei Foong Religare Capital Markets (Hong Kong) Limited 2011–2014
Weiquan Yin Religare Capital Markets (Hong Kong) Limited 2012–2014
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