Mark Jolley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Jolley, a licensed former licensee with CE reference AQW518. This person has 14.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-26 | 2014-07-17 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-26 | 2022-11-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-15 | 2013-06-04 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-15 | 2013-06-04 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-04 | 2012-06-28 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-04 | 2012-06-28 |
| MainFirst Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-04-22 | 2010-03-31 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-04-22 | 2010-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Jolley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.