Yat Hung
洪一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Hung (洪一), a licensed former licensee with CE reference AQW412. This person has 12.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-03-27 | 2021-05-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-03-27 | 2021-05-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2014-03-27 | 2021-05-04 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-17 | 2014-03-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-07 | 2014-03-27 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-12-07 | 2014-03-27 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-29 | 2010-07-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-22 | 2010-07-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-22 | 2010-07-23 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-05-22 | 2010-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Hung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.