Robert Douglas Sloane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Douglas Sloane, a licensed former licensee with CE reference AQU349. This person has 1.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-01 | 2010-03-19 |
| Samena Capital Hong Kong Limited 新盟資本香港有限公司 |
Rep | Type 9 - Asset management | 2009-09-01 | 2010-03-19 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-20 | 2009-08-31 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 9 - Asset management | 2008-05-20 | 2009-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Douglas Sloane during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.