Ka Lun Shum
沈家麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Shum (沈家麟), a licensed former licensee with CE reference AQS188. This person has 17.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-03 | 2026-02-13 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-08-26 | 2026-02-13 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-08-26 | 2026-02-13 |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
RO | Type 9 - Asset management | 2017-09-18 | 2026-02-13 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
RO | Type 9 - Asset management | 2017-08-07 | 2026-02-13 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-09-14 | 2017-08-07 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-15 | 2024-08-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lun Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.