Stephen Keith Valadie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Keith Valadie, a licensed former licensee with CE reference AQO242. This person has 7.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTN Financial Asia Limited | RO | Type 1 - Dealing in securities | 2008-06-02 | 2015-08-14 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Keith Valadie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chia Chi Pohl Han | FTN Financial Asia Limited | 2009–2015 |
| Sze Fei Wong | FTN Financial Asia Limited | 2010–2014 |
| Stephen Vincent Mc Guire | FTN Financial Asia Limited | 2009–2012 |
| Yutaka Morikawa | FTN Financial Asia Limited | 2012–2015 |
| Michael Edward Kisber | FTN Financial Asia Limited | 2008–2010 |
| Ping Lee | FTN Financial Asia Limited | 2009–2011 |
| Jian Zhao | FTN Financial Asia Limited | 2008–2010 |
| Chin Hei Leung | FTN Financial Asia Limited | 2013–2015 |
| Zhao Yang | FTN Financial Asia Limited | 2014–2015 |
| Yao-Ting Wang | FTN Financial Asia Limited | 2008–2009 |
| Debra Li Minh Tay | FTN Financial Asia Limited | 2008–2009 |
| Hongguang Zhang | FTN Financial Asia Limited | 2013–2014 |
| Zhigang Wu | FTN Financial Asia Limited | 2009–2010 |
| Yiru Hu | FTN Financial Asia Limited | 2009 |
| Bojin Liu | FTN Financial Asia Limited | 2012–2013 |