Ellen Tao Li
李濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Tao Li (李濤), a licensed former licensee with CE reference AQJ530. This person has 2.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Scotiatrust (Asia) Limited 豐業信託(亞太區)有限公司 |
RO | Type 1 - Dealing in securities | 2008-08-19 | 2011-03-01 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Ellen Tao Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yves Martel | Scotiatrust (Asia) Limited | 2008–2011 |
| Chung Ming Mak | Scotiatrust (Asia) Limited | 2008–2009 |