Roger David Steel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roger David Steel, a licensed former licensee with CE reference AQI377. This person has 1.2 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
RO | Type 4 - Advising on securities | 2008-03-10 | 2009-05-31 |