Lingli Zhan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lingli Zhan, a licensed former licensee with CE reference AQF127. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-24 | 2008-08-15 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-12-24 | 2008-08-15 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-12-24 | 2008-08-15 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Lingli Zhan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuen Ting Ng | Access Investment Management (H.K.) Limited | 2007–2008 |
| Chee Ming Liu | Access Investment Management (H.K.) Limited | 2007–2008 |
| Robert Heriot Lindsay Thomas | Access Investment Management (H.K.) Limited | 2007–2008 |
| Chi Keung Lam | Access Investment Management (H.K.) Limited | 2008 |