Tat Wai Chan
陳達偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Wai Chan (陳達偉), a licensed former licensee with CE reference AQC797. This person has 10.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UIC Financial Advisors Limited 環宇理財有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-07 | 2018-10-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-08 | 2011-04-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-04 | 2009-10-28 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mei Chun Au | UIC Financial Advisors Limited | 2011–2018 |
| Ceypo Poon | UIC Financial Advisors Limited | 2011–2018 |
| Lam Hing Tan | UIC Financial Advisors Limited | 2011–2018 |
| Lemuel Kwok Wai Yan | UIC Financial Advisors Limited | 2011–2018 |
| Hon Shu | UIC Financial Advisors Limited | 2011–2014 |
| Wing Cheng | UIC Financial Advisors Limited | 2011–2012 |
| Yan Nai Chan | UIC Financial Advisors Limited | 2011–2012 |
| Amy Ka Wai So | UIC Financial Advisors Limited | 2011 |