Jianying Xie
謝劍英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianying Xie (謝劍英), a licensed former licensee with CE reference AQB143. This person has 11.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-17 | 2025-03-19 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-08-17 | 2025-03-19 |
| SIFT Capital Partners Limited 仕富資本有限公司 |
RO | Type 9 - Asset management | 2016-02-04 | 2016-09-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-06 | 2015-06-12 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-22 | 2009-04-27 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-01-22 | 2009-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jianying Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.