Julius Ralph Gaudio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julius Ralph Gaudio, a licensed former licensee with CE reference APY690. This person has 4.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-04 | 2014-11-21 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
RO | Type 9 - Asset management | 2010-10-04 | 2014-11-21 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-14 | 2010-07-14 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-26 | 2009-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Julius Ralph Gaudio during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.