Clarence Ming Hin Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clarence Ming Hin Kwok (郭銘軒), a licensed Responsible Officer with CE reference APO057. Currently licensed at 1 firm(s): EIA Capital International Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.0 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EIA Capital International Company Limited 上浤資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-04 | present |
| EIA Capital International Company Limited 上浤資本國際有限公司 |
RO | Type 4 - Advising on securities | 2019-09-04 | present |
| Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-26 | 2019-02-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-23 | 2009-07-25 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-19 | 2009-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Clarence Ming Hin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.