Richard Michael Abrams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Michael Abrams, a licensed former licensee with CE reference APL800. This person has 0.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wachovia Advisors International Limited | RO | Type 4 - Advising on securities | 2007-12-17 | 2008-04-10 |
| Wachovia Advisors International Limited | RO | Type 9 - Asset management | 2007-12-17 | 2008-04-10 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Michael Abrams during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yu-Ming Wang | Wachovia Advisors International Limited | 2007–2008 |