Sanjiv Garg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjiv Garg, a licensed former licensee with CE reference APH104. This person has 5.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 - Advising on securities | 2010-07-06 | 2013-03-28 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-07-06 | 2013-03-28 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 - Asset management | 2010-07-06 | 2013-03-28 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-20 | 2010-07-06 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-07-20 | 2010-07-06 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 - Asset management | 2007-07-20 | 2010-07-06 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Sanjiv Garg during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kam Biu Hung | Winnington Capital Limited | 2007–2013 |
| Sin Kwan Loo | Winnington Capital Limited | 2007–2013 |
| Hoi Sang Chan | Winnington Capital Limited | 2007–2012 |
| Paul Steven Serfaty | Winnington Capital Limited | 2007–2012 |
| Brian Hiu Fung Chiu | Winnington Capital Limited | 2007–2011 |
| Wai Him Kwong | Winnington Capital Limited | 2007–2010 |
| Chi Chung Chiu | Winnington Capital Limited | 2011–2013 |
| Hongda Liu | Winnington Capital Limited | 2011–2013 |
| Feng Wang | Winnington Capital Limited | 2011–2012 |
| Joel Jens Chu | Winnington Capital Limited | 2007–2008 |
| Brian Victor Edward Nordberg | Winnington Capital Limited | 2007–2008 |
| John Ginsbury | Winnington Capital Limited | 2007–2008 |
| To Sing Poon | Winnington Capital Limited | 2008 |
| Regis Braure | Winnington Capital Limited | 2011–2012 |
| Annie Lap Chun Shum | Winnington Capital Limited | 2010–2011 |
| Joy Fangyue Yuan | Winnington Capital Limited | 2010 |
| Jinjing Shi | Winnington Capital Limited | 2012–2013 |