Catherine Yee Yin Ho
何綺盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Yee Yin Ho (何綺盈), a licensed former licensee with CE reference APA405. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2009-11-16 | 2011-09-15 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2009-11-16 | 2011-09-15 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-05 | 2009-09-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Yee Yin Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.