Derek Lap Tak Tam
談立德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Lap Tak Tam (談立德), a licensed former licensee with CE reference AOX158. This person has 6.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Segantii Capital Management Limited | Rep | Type 9 - Asset management | 2009-03-11 | 2014-03-21 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-23 | 2009-03-03 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-06-23 | 2009-03-03 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2008-06-23 | 2009-03-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2007-05-22 | 2008-04-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2007-05-22 | 2008-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Lap Tak Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.