Wai Hon Tam
譚偉漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hon Tam (譚偉漢), a licensed former licensee with CE reference AOV392. This person has 10.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-25 | 2018-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-27 | 2018-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-27 | 2013-07-05 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-22 | 2012-08-20 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-20 | 2012-08-20 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-21 | 2009-03-16 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-21 | 2009-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Hon Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.