Kwok Wai Ng
吳國維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Ng (吳國維), a licensed former licensee with CE reference AOO657. This person has 15.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-23 | 2022-06-30 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-07 | 2012-07-23 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Shing Leung | Rich Pleasure Securities Limited | 2008–2017 |
| Man Tak Fung | Rich Pleasure Securities Limited | 2011–2017 |
| Katherine Mei Yee Shum | Rich Pleasure Securities Limited | 2007–2018 |
| Mei Ching Shum | Rich Pleasure Securities Limited | 2007–2018 |
| Mei Ling Shum | Rich Pleasure Securities Limited | 2007–2018 |
| Ngar On Shum | Rich Pleasure Securities Limited | 2007–2017 |
| Wing Kwong Chau | Rich Pleasure Securities Limited | 2007–2011 |
| Kai Yin Li | Rich Pleasure Securities Limited | 2017–2018 |