Ling-Yu Lian
連玲玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling-Yu Lian (連玲玉), a licensed former licensee with CE reference AOM499. This person has 5.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-17 | 2012-04-01 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
RO | Type 9 - Asset management | 2007-10-09 | 2012-04-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
RO | Type 9 - Asset management | 2007-10-09 | 2012-04-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-20 | 2011-08-19 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-20 | 2011-08-19 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-09-20 | 2011-08-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-07 | 2011-08-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 9 - Asset management | 2007-03-27 | 2012-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling-Yu Lian during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.