Dixon Lo
老明德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Lo (老明德), a licensed former licensee with CE reference AOG778. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-05 | 2007-08-01 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-12-05 | 2007-08-01 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 9 - Asset management | 2006-12-05 | 2007-08-01 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Dixon Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yutaka Matsunaga | Altus Capital Limited | 2006–2007 |
| Sean Pey Chang | Altus Capital Limited | 2006–2007 |
| Arnold Tin Chee Ip | Altus Capital Limited | 2006–2007 |
| Letitia Yuen Man Yip | Altus Capital Limited | 2006–2007 |