Wai Yi Lok
駱慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yi Lok (駱慧儀), a licensed former licensee with CE reference ANQ338. This person has 13.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-18 | 2020-12-30 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-18 | 2011-12-31 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 - Asset management | 2011-07-18 | 2020-12-30 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-31 | 2010-07-16 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2006-08-31 | 2010-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yi Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.