Johnny Yau Shing Yeh

葉有誠
CE No. ANP549 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Yau Shing Yeh (葉有誠), a licensed former licensee with CE reference ANP549. This person has 5.0 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Legends Asset Management Limited
天駿資產管理有限公司
Rep Type 9 - Asset management 2010-12-02 2011-11-30
Mitsubishi UFJ Investment Services (HK) Limited
三菱日聯投資服務(香港)有限公司
Rep Type 4 - Advising on securities 2008-10-20 2010-08-05
China Tonghai (IA) Limited
中国通海投资顾问有限公司
Rep Type 4 - Advising on securities 2006-06-28 2008-09-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Johnny Yau Shing Yeh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Man Ching Chua Mitsubishi UFJ Investment Services (HK) Limited 2008–2010
Shek Chi Lui Mitsubishi UFJ Investment Services (HK) Limited 2008–2010
Toru Kuroda Mitsubishi UFJ Investment Services (HK) Limited 2008–2010
Issei Kitamura Mitsubishi UFJ Investment Services (HK) Limited 2008–2010
Michiya Tomita Mitsubishi UFJ Investment Services (HK) Limited 2008–2010
Henry Chi Sheung Chan China Tonghai (IA) Limited 2006–2008
Kwan Lun Cheng China Tonghai (IA) Limited 2006–2008
Chi Kong Lam China Tonghai (IA) Limited 2006–2008
Raymond Chee Long Siu China Tonghai (IA) Limited 2006–2008
Tat Sun Hu China Tonghai (IA) Limited 2006–2008
Hon Wang Chow China Tonghai (IA) Limited 2006–2008
Wing Tat Wong China Tonghai (IA) Limited 2006–2008
To Man Mak China Tonghai (IA) Limited 2006–2007
Wai Lap Ho Legends Asset Management Limited 2010–2011
Kin Man Chan China Tonghai (IA) Limited 2006–2008
Masakazu Nakanishi Mitsubishi UFJ Investment Services (HK) Limited 2008–2010
Bernard Pouliot China Tonghai (IA) Limited 2006–2008
William Anthony Measor China Tonghai (IA) Limited 2006–2007
Chun Wing Tang China Tonghai (IA) Limited 2006–2007
Taro Iida Mitsubishi UFJ Investment Services (HK) Limited 2009–2010
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