Lok Yee Lai
黎樂怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Yee Lai (黎樂怡), a licensed former licensee with CE reference ANP489. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-07 | 2022-12-20 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-07 | 2022-12-20 |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-09-07 | 2022-12-20 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-27 | 2007-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Yee Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.