Joan Siu Kwan Tang
鄧少君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joan Siu Kwan Tang (鄧少君), a licensed former licensee with CE reference ANN279. This person has 8.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-21 | 2016-06-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-21 | 2016-06-15 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2015-08-21 | 2016-06-15 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2015-08-21 | 2016-06-15 |
| iBest Consultants Limited | Rep | Type 2 - Dealing in futures contracts | 2014-03-18 | 2014-06-30 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2013-02-06 | 2014-06-30 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2013-02-06 | 2014-06-30 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2013-02-06 | 2014-06-30 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-03 | 2013-01-11 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-03 | 2013-01-11 |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 - Asset management | 2012-12-03 | 2013-01-11 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2011-05-18 | 2012-10-31 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2010-08-19 | 2012-10-31 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2010-08-19 | 2012-10-31 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-14 | 2010-07-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-23 | 2010-06-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-11 | 2007-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joan Siu Kwan Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.