Yan Shi
石燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Shi (石燕), a licensed former licensee with CE reference ANJ044. This person has 11.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-23 | 2017-05-19 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-08 | 2007-10-10 |