Wai Chung Law

羅偉忠
CE No. ANC005 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Law (羅偉忠), a licensed former licensee with CE reference ANC005. This person has 9.6 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 1 - Dealing in securities 2013-04-25 2016-07-01
Public Securities Limited
大眾証券有限公司
Rep Type 1 - Dealing in securities 2011-07-20 2013-04-22
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 1 - Dealing in securities 2010-03-01 2011-05-03
Kingsway Financial Services Group Limited
滙富金融服務有限公司
Rep Type 2 - Dealing in futures contracts 2010-03-01 2011-05-03
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 - Advising on securities 2008-03-18 2010-02-24
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 - Dealing in securities 2007-07-24 2010-02-24
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2007-07-24 2010-02-24
Hong Kong Forex Investment Limited
香港外匯投資有限公司
Rep Type 3 - Leveraged foreign exchange trading 2006-03-18 2007-01-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chung Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Hon Kwan Keung Public Securities Limited 2011–2013
Wing Kei Tse Public Securities Limited 2011–2013
Lai Wo Wong Public Securities Limited 2011–2013
Yuk Hung Wu Public Securities Limited 2011–2013
Cho Kit Wong Public Securities Limited 2011–2013
Kar Wai Alex Lam Public Securities Limited 2011–2013
Yuet Kuen Wong Public Securities Limited 2011–2013
Tak Ming Woo Public Securities Limited 2011–2013
Peter Kan Sun Chan Public Securities Limited 2011–2013
Hiu Lam Cheng Public Securities Limited 2012–2013
Chik Shang Chiu Public Securities Limited 2011–2013
Yiu Chuen Ko Public Securities Limited 2011–2013
Yee Yan Tam Public Securities Limited 2011–2013
Rosina Hau Ming Yeung Public Securities Limited 2011–2013
Man Hong Yue Kingsway Financial Services Group Limited 2010–2011
Ming Sun Chu Kingsway Financial Services Group Limited 2010–2011
Wing Sze Cheung Kingsway Financial Services Group Limited 2010–2011
Yee Yan Lee Kingsway Financial Services Group Limited 2010–2011
Man Hong So Kingsway Financial Services Group Limited 2010–2011
Betty Hoi Ying Chui Kingsway Financial Services Group Limited 2010–2011
Explore the interactive colleague network →

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