Winnie Wai Yin Kwok
郭慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wai Yin Kwok (郭慧賢), a licensed former licensee with CE reference AMZ076. This person has 2.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2006-07-12 | 2008-02-29 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2006-03-13 | 2008-02-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Wai Yin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Samson Yiu Cho Lui | CAIIS Limited | 2006–2008 |
| Fernand Jean-Luc Anglada | CAIIS Limited | 2006–2008 |
| Shirley Yan-Fen Ho | CAIIS Limited | 2006–2008 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2006–2008 |
| Janet Kar Ming Lau | CAIIS Limited | 2006–2008 |
| Esther Yat Chu Leung | CAIIS Limited | 2006–2008 |
| Mei San Leung | CAIIS Limited | 2006–2008 |
| Selina Siu Kam Tsang | CAIIS Limited | 2006–2008 |
| Wai Ling Tsang | CAIIS Limited | 2006–2008 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2006–2008 |
| Eddie Tin Tak Hui | CAIIS Limited | 2006–2008 |
| Irene Suk Ching Chow | CAIIS Limited | 2006–2008 |
| Chun Yu Choy | CAIIS Limited | 2006–2008 |
| Marian Chung Yee Ho | CAIIS Limited | 2006–2008 |
| Hang Far Yeung | CAIIS Limited | 2006–2008 |
| Hoi Shan Tai | CAIIS Limited | 2006–2007 |
| Michelle Wu | CAIIS Limited | 2006–2008 |
| James Wai Tat Ling | CAIIS Limited | 2006–2008 |
| Ning Zhang | CAIIS Limited | 2006–2007 |
| Janice Wing Yan Yeung | CAIIS Limited | 2007–2008 |