Wan Ming Yim
嚴蘊明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Ming Yim (嚴蘊明), a licensed former licensee with CE reference AMY840. This person has 13.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-14 | 2019-03-13 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-07 | 2015-10-01 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-02 | 2010-06-30 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-02-23 | 2010-03-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Ming Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.