Kunihiko Kawai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kunihiko Kawai, a licensed former licensee with CE reference AMY454. This person has 3.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-07-08 | 2009-12-01 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-04-14 | 2009-12-01 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-03-13 | 2009-05-01 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Kunihiko Kawai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Mei Kanetomo | Shinko Securities (H.K.) Limited | 2006–2009 |
| Toru Chishima | Shinko Securities (H.K.) Limited | 2006–2009 |
| Chai Mui Chan | Shinko Securities (H.K.) Limited | 2006–2009 |
| Anderson Chun Fat Choi | Shinko Securities (H.K.) Limited | 2006–2008 |
| Takashi Ide | Shinko Securities (H.K.) Limited | 2006–2008 |
| Ryo Tanaka | Shinko Securities (H.K.) Limited | 2006–2008 |
| Tadashi Hakamata | Shinko Securities (H.K.) Limited | 2008–2009 |
| Soo Kai Lee | Shinko Securities (H.K.) Limited | 2008–2009 |
| Ka Wing Pun | Shinko Securities (H.K.) Limited | 2008–2009 |
| Shek Chi Lui | Shinko Securities (H.K.) Limited | 2007–2008 |
| Wai Kee Ng | Shinko Securities (H.K.) Limited | 2008–2009 |
| Kenneth Wing Kwong Yeung | Shinko Securities (H.K.) Limited | 2006 |
| Daiki Ike | Shinko Securities (H.K.) Limited | 2006 |
| Yoshiaki Fukuda | Shinko Securities (H.K.) Limited | 2006 |