Raphael Wai Mun Tham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Wai Mun Tham, a licensed former licensee with CE reference AMS530. This person has 1.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-21 | 2007-08-01 |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-11-21 | 2007-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raphael Wai Mun Tham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.