Eric J Ritter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric J Ritter, a licensed former licensee with CE reference AMQ693. This person has 6.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | RO | Type 9 - Asset management | 2011-06-20 | 2012-12-31 |
| Hamon Asset Management Limited | RO | Type 9 - Asset management | 2011-06-20 | 2012-12-31 |
| PFP Capital Limited | RO | Type 9 - Asset management | 2011-06-20 | 2012-12-31 |
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2011-03-29 | 2012-12-31 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2011-03-29 | 2012-12-31 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2011-03-29 | 2012-12-31 |
| Hamon Asset Management Limited | Rep | Type 5 - Advising on futures contracts | 2011-03-29 | 2012-12-31 |
| PFP Capital Limited | Rep | Type 5 - Advising on futures contracts | 2011-03-29 | 2012-12-31 |
| Hamon Asian Advisors Limited | Rep | Type 9 - Asset management | 2011-03-29 | 2011-06-20 |
| Hamon Asset Management Limited | Rep | Type 9 - Asset management | 2011-03-29 | 2011-06-20 |
| PFP Capital Limited | Rep | Type 9 - Asset management | 2011-03-29 | 2011-06-20 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 |
RO | Type 9 - Asset management | 2006-01-09 | 2011-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric J Ritter during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.