Catherine Kit Ching Kum
甘潔貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Kit Ching Kum (甘潔貞), a licensed former licensee with CE reference AMN663. This person has 14.5 years of SFC licence history. Total licence records on file: 26.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-28 | 2022-04-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-28 | 2022-04-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 - Advising on securities | 2021-10-28 | 2022-04-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-28 | 2022-04-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 9 - Asset management | 2021-10-28 | 2022-04-01 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-28 | 2022-04-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-05 | 2021-10-28 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-05 | 2021-10-28 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 - Asset management | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-05 | 2021-10-28 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-18 | 2020-08-15 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-11 | 2020-08-15 |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-11 | 2020-08-15 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-26 | 2018-10-01 |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-26 | 2018-10-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | Type 4 - Advising on securities | 2012-01-06 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-06 | 2013-07-01 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-06 | 2012-01-06 |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 - Asset management | 2011-12-06 | 2013-07-01 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 9 - Asset management | 2010-10-29 | 2011-11-21 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
RO | Type 4 - Advising on securities | 2010-10-29 | 2011-11-21 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-30 | 2010-10-29 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-25 | 2010-07-25 |
| Money Concepts (Asia) Limited 美國萬利理財有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-03 | 2006-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Catherine Kit Ching Kum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.