Jocelyn Wai Wah Tsang

曾蕙華
CE No. AMM231 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jocelyn Wai Wah Tsang (曾蕙華), a licensed former licensee with CE reference AMM231. This person has 2.9 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
Piper Jaffray Asia Asset Management Limited
派杰亞洲資本管理有限公司
RO Type 4 - Advising on securities 2007-02-14 2008-10-01
Piper Jaffray Asia Asset Management Limited
派杰亞洲資本管理有限公司
RO Type 9 - Asset management 2007-02-14 2008-10-01
Piper Jaffray Asia Asset Management Limited
派杰亞洲資本管理有限公司
Rep Type 4 - Advising on securities 2006-11-29 2007-02-14
Piper Jaffray Asia Asset Management Limited
派杰亞洲資本管理有限公司
Rep Type 9 - Asset management 2006-11-29 2007-02-14
Broadway Wealth Management Limited
博偉財富管理有限公司
RO Type 4 - Advising on securities 2005-10-08 2006-11-06
Broadway Wealth Management Limited
博偉財富管理有限公司
RO Type 9 - Asset management 2005-10-08 2006-11-06

Worked alongside

The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Jocelyn Wai Wah Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kin Chung Simon Lee Piper Jaffray Asia Asset Management Limited 2006–2008
Patrick Kum Loon Ho Piper Jaffray Asia Asset Management Limited 2006–2008
Ngai Man Mak Broadway Wealth Management Limited 2005–2006
Williams Chung Yin Tung Broadway Wealth Management Limited 2005–2006
Ping Tong Yu Broadway Wealth Management Limited 2005–2006
Siu Nin Chau Broadway Wealth Management Limited 2005–2006
Chi Wai Yeung Broadway Wealth Management Limited 2005–2006
Bill Kim Lung Wan Broadway Wealth Management Limited 2005–2006
Runyu Wang Piper Jaffray Asia Asset Management Limited 2006–2007
Jessie Po Yee Ying Broadway Wealth Management Limited 2006
Wai Kuen Hon Broadway Wealth Management Limited 2005–2006
Ricky Tak Fat Lo Piper Jaffray Asia Asset Management Limited 2008
Lik Cheung Broadway Wealth Management Limited 2006
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