Jocelyn Wai Wah Tsang
曾蕙華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jocelyn Wai Wah Tsang (曾蕙華), a licensed former licensee with CE reference AMM231. This person has 2.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 4 - Advising on securities | 2007-02-14 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 9 - Asset management | 2007-02-14 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-29 | 2007-02-14 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
Rep | Type 9 - Asset management | 2006-11-29 | 2007-02-14 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 - Advising on securities | 2005-10-08 | 2006-11-06 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 - Asset management | 2005-10-08 | 2006-11-06 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Jocelyn Wai Wah Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.