James Anthony Dore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Anthony Dore, a licensed former licensee with CE reference AML303. This person has 12.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 1020 Capital Management Limited | RO | Type 9 - Asset management | 2021-08-18 | 2025-05-20 |
| 1020 Capital Management Limited | Rep | Type 9 - Asset management | 2021-03-15 | 2021-08-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-04 | 2014-06-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-11 | 2012-11-30 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-13 | 2014-06-12 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-09 | 2009-04-24 |
| Investec Asia Limited | RO | Type 1 - Dealing in securities | 2006-05-16 | 2006-09-08 |
| Investec Asia Limited | Rep | Type 1 - Dealing in securities | 2006-04-04 | 2006-05-16 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-12 | 2006-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Anthony Dore during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.