Douglas Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Ng, a licensed former licensee with CE reference ALZ832. This person has 9.2 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 - Advising on securities | 2011-07-27 | 2014-12-24 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 - Asset management | 2011-07-27 | 2014-12-24 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-21 | 2011-07-27 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 - Asset management | 2006-04-21 | 2011-07-27 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-20 | 2006-01-20 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 - Asset management | 2005-07-20 | 2006-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Douglas Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.