Daniel Wai Tsun Yau

CE No. ALW841 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Wai Tsun Yau, a licensed former licensee with CE reference ALW841. This person has 0.5 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
CMC Markets Asia Limited
盈豐財資市場亞洲有限公司		 Rep Type 3 - Leveraged foreign exchange trading 2005-09-16 2005-12-13
Christfund Securities Limited
恒豐證券有限公司		 Rep Type 1 - Dealing in securities 2005-05-12 2005-08-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Wai Tsun Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Man Yu Kwok CMC Markets Asia Limited 2005
Chi Hang Leung CMC Markets Asia Limited 2005
Vivienne Fung Ching Lee CMC Markets Asia Limited 2005
Chi Hin Tsui CMC Markets Asia Limited 2005
Benjamin James Robson CMC Markets Asia Limited 2005
Yat Ho Lee CMC Markets Asia Limited 2005
David Lachlan Meacle Trew CMC Markets Asia Limited 2005
Geng Rong Lee Christfund Securities Limited 2005
Yik Bun Hui Christfund Securities Limited 2005
Terence Sai Kid Chan Christfund Securities Limited 2005
Tak Wing Lee Christfund Securities Limited 2005
Lai Ping Lau Christfund Securities Limited 2005
Sai Cheong Luk Christfund Securities Limited 2005
Chun Lung Li Christfund Securities Limited 2005
Yin Ching Wong Christfund Securities Limited 2005
Raymond Ka Yin Mok CMC Markets Asia Limited 2005
Charles Yiu Pong Lam CMC Markets Asia Limited 2005
John Frederick Ersser CMC Markets Asia Limited 2005
Ronald Sinn Kuen Chan Christfund Securities Limited 2005
Ka Hang Lam Christfund Securities Limited 2005
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