Doris Sock Meng Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Sock Meng Ng, a licensed former licensee with CE reference ALL164. This person has 15.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | Rep | Type 4 - Advising on securities | 2023-02-20 | 2024-07-25 |
| Hamon Asset Management Limited | Rep | Type 4 - Advising on securities | 2023-02-20 | 2024-07-25 |
| PFP Capital Limited | Rep | Type 4 - Advising on securities | 2023-02-20 | 2024-07-25 |
| Hamon Asian Advisors Limited | Rep | Type 9 - Asset management | 2023-02-20 | 2024-07-25 |
| Hamon Asset Management Limited | Rep | Type 9 - Asset management | 2023-02-20 | 2024-07-25 |
| PFP Capital Limited | Rep | Type 9 - Asset management | 2023-02-20 | 2024-07-25 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-24 | 2019-12-18 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2019-05-24 | 2019-12-18 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-29 | 2019-12-18 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-08 | 2018-11-01 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 9 - Asset management | 2009-06-08 | 2016-11-24 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-15 | 2008-12-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-11-15 | 2008-12-02 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2004-11-15 | 2008-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Sock Meng Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.