Doris Sock Meng Ng

CE No. ALL164 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Sock Meng Ng, a licensed former licensee with CE reference ALL164. This person has 15.5 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
Hamon Asian Advisors Limited Rep Type 4 - Advising on securities 2023-02-20 2024-07-25
Hamon Asset Management Limited Rep Type 4 - Advising on securities 2023-02-20 2024-07-25
PFP Capital Limited Rep Type 4 - Advising on securities 2023-02-20 2024-07-25
Hamon Asian Advisors Limited Rep Type 9 - Asset management 2023-02-20 2024-07-25
Hamon Asset Management Limited Rep Type 9 - Asset management 2023-02-20 2024-07-25
PFP Capital Limited Rep Type 9 - Asset management 2023-02-20 2024-07-25
Mason Investment Management Limited
茂宸投資管理有限公司
Rep Type 1 - Dealing in securities 2019-05-24 2019-12-18
Mason Investment Management Limited
茂宸投資管理有限公司
Rep Type 9 - Asset management 2019-05-24 2019-12-18
Mason Investment Management Limited
茂宸投資管理有限公司
Rep Type 4 - Advising on securities 2019-04-29 2019-12-18
AIF Capital Limited
殷庫資本有限公司
Rep Type 4 - Advising on securities 2009-06-08 2018-11-01
AIF Capital Limited
殷庫資本有限公司
Rep Type 9 - Asset management 2009-06-08 2016-11-24
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2004-11-15 2008-12-02
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 6 - Advising on corporate finance 2004-11-15 2008-12-02
Macquarie Corporate (Hong Kong) Limited Rep Type 6 - Advising on corporate finance 2004-11-15 2008-12-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Sock Meng Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Peter Francis Amour AIF Capital Limited 2009–2018
Stephen Lee AIF Capital Limited 2009–2018
Pak Hong Chan AIF Capital Limited 2009–2018
Andy Po Shing Tse AIF Capital Limited 2009–2017
Eddie Chung-Chih Huang AIF Capital Limited 2009–2013
Daniel Sheung Yin Hui AIF Capital Limited 2009–2014
Jie Wu AIF Capital Limited 2010–2014
Janet King Lok Wong AIF Capital Limited 2009–2013
Kenny Oi Kan Yiu AIF Capital Limited 2009–2013
Chui Kuen Chu AIF Capital Limited 2009–2013
William Wesley Barnes II AIF Capital Limited 2009–2013
Chiu Ming Lam PFP Capital Limited 2023–2024
Yiu Kwong Wong PFP Capital Limited 2023–2024
Lek Suan Lim AIF Capital Limited 2009–2012
Hugh Adam Simon PFP Capital Limited 2023–2024
Karin Cheung PFP Capital Limited 2023–2024
Ronald Seng Yum Tham Macquarie Corporate (Hong Kong) Limited 2004–2008
Roger Alexander de Basto Macquarie Corporate (Hong Kong) Limited 2004–2008
Stephen Anthony Torres Cuunjieng Macquarie Corporate (Hong Kong) Limited 2004–2008
Manolo Michael de Guzman Macquarie Corporate (Hong Kong) Limited 2004–2008
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